Moen A, Hallberg B, Mader S, Ewald U, Sizun J, White R
Target group
Infants, parents, and families
User group
Healthcare professionals, neonatal units, hospitals, health services, and other relevant stakeholders
Statement of standard
Neonatal care is optimised by utilising key design elements to promote the family as primary care givers throughout the stay.
Rationale
The design of the NICU may modulate significantly both short-term and long-term outcomes of neonatal care. (1–4) Family-centred care (5,6) may be achieved independently of NICU design, but the health benefits of daily parent participation, interaction, and skin-to skin care are significantly improved if the environmental design allows privacy and protects from visual and auditory stress. (7–11) Facilitating unrestricted parent-infant closeness and skin-to-skin care represent an underestimated opportunity for improving outcomes for infants. Benefits of family-centred care include reduced pain and stress (12,13), reduced sepsis (1,2,4), improved cardiovascular stability (14,15) and sleep (16,17), together with improved exclusive breastfeeding (1,18), improved parental confidence, interaction and bonding (18–21), which lead to decreased length of stay (4) and readmission rates (22) and improved neurodevelopmental outcomes. (23–25)
The United Nations Convention on the Rights of the Child states that “The child … shall have the right from birth to … be cared for by his or her parents” (Article 7), and that “Parties shall ensure that a child shall not be separated from his or her parents against their will” (Article 9). (26)
The charter of the European Association for Children in Hospital states that “Children should have the right to have their parents or parent substitute with them at all times” (Article 2) and that “Accommodation should be offered to all parents and they should be helped and encouraged to stay” (Article 3). (27)
Improved parental presence, confidence and parent-infant interaction both pre- and post-discharge (10,11,18–21)
Reduced rate of late-onset neonatal sepsis (2,28)
Long-term benefits
N/A
Components of the standard
Component
Grading of evidence
Indicator of meeting the standard
For parents and family
Parents and family are informed by healthcare professionals about NICU design and are part of the planning process for NICU design.
B (High quality)
Parent feedback, patient information sheet1, training documentation
Parents are educated by healthcare professionals about housekeeping rules, patient safety and hygiene, to facilitate their active role in the care of their infant.
B (Moderate quality)
Training documentation
For healthcare professionals and relevant stakeholders
A unit guideline on the organisation of care in developmentally supportive adapted NICU design is adhered to by all responsible stakeholders.
B (High quality)
Guideline
Training on the basic emotional, social and psychologic needs of patients, parents and siblings, and of the principles of family-centred care is attended by all responsible healthcare professionals and stakeholders before they are involved in the planning process for a new unit. (see Infant- & family-centred developmental care)
B (High quality)
Training documentation
Healthcare professionals are part of the planning process for a NICU design.
B (High quality)
Audit report2
For neonatal unit and hospital
A unit guideline on the organisation of care in developmentally supportive adapted NICU design is available and regularly updated.
B (High quality)
Guideline
Training on the basic emotional, social and psychologic needs of patients, parents and siblings, and of the principles of family-centred care for everyone participating in the planning process is ensured. (see Infant- & family-centred developmental care)
B (High quality)
Training documentation
Family-centred care supportive areas are included during the design process.
B (Moderate quality)
Audit report2
Patient treatment area: each patient space has at least enough room for a comfortable chair and a hospital bed for parents next to the infant’s cot (minimal space 18 m²) (9,10) taking into account family integrity and privacy; additionally separate parent sleeping facilities including a toilet and shower are sited within the neonatal unit (minimal space 10 m²).
A (Moderate quality)
Audit report2
Single occupancy areas: facilities for infants and caregivers are located in the same room (minimum space 24 m²) (2,9,10), and designed to take into account family integrity and privacy. (9,10)
A (Moderate quality)
Audit report2
Clinical and monitoring working areas are located in close proximity to patient areas.
B (High quality)
Audit report2
Areas for eating and socialising for parents, private rooms for parent counselling, and staff rooms out of sight of parents are available on the ward.
B (High quality)
Parent feedback
Bereavement space and space to stay with the infant after death is provided within the design.
B (High quality)
Audit report2
The unit is built to comply with patient safety standards.
B (High quality)
Audit report2
For health service
A national guideline for NICU design incorporating the principles of family-centred care is available and regularly updated.
B (High quality)
Guideline
Parents and NICU healthcare professionals are involved in guideline development and planning processes.
B (High quality)
Guideline
1The indicator ‘patient information sheet’ is an example for written, detailed information, in which digital solutions are included, such as web-based systems, apps, brochures, information leaflets, and booklets.
2The indicator ‘audit report” can also be defined as a benchmarking report.
Where to go
Further development
Grading of evidence
For parents and family
Parents are present in single-family rooms. (2,3,28)
A (Moderate quality)
For healthcare professionals and relevant stakeholders
N/A
For neonatal unit
Provide single-family rooms and rooms adequately sized for care of multiple births. (2,3,28)
A (Moderate quality)
For hospital
Provide single-family rooms and rooms adequately sized for care of multiple births. (2,3,28)
A (Moderate quality)
For health service
Incorporate the single-family-room concept in national guidelines.
B (Moderate quality)
Getting started
Initial steps
For parents and family
Parents and family are verbally informed by healthcare professionals about NICU design, housekeeping rules, patient safety and hygiene.
Parent representatives are encouraged to express parents’ needs regarding NICU design.
For healthcare professionals and relevant stakeholders
Attend training on basic emotional, social and psychologic needs of patients, parents and siblings, and of the principles of family-centred care to support future changes.
For neonatal unit and hospital
Develop and implement a guideline on the organisation of care in developmentally supportive adapted NICU design.
Develop information material on NICU design, housekeeping rules, patient safety and hygiene for parents.
Involve all relevant stakeholders for the process of NICU design.
Provide space for a comfortable chair for each parent.
Guarantee privacy (e.g. by putting up a folding screen).
Provide adequate and secluded space for pumping of breast milk.
Identify areas in need of change and improvement and support implementation of and solutions for family-centred care.
For health service
Develop and implement a national guideline on the organisation of care in developmentally supportive adapted NICU design.
Develop a policy promoting family-centred care.
The standard focuses on the architectural and technical elements necessary to provide family-centred care at the cot side, consistent with the UN convention on the rights of the child. Elements that are not specific to the implementation of these care principles are not covered in this standard but are extensively covered in the standard for neonatal intensive care units by White et al. (29)
The most difficult and challenging aspect of planning a NICU environment centred around the family and newborn infant is the change in culture and mind-set that has to take place among staff and administrators. This process has to start years before the physical planning. It requires leadership with dedication and in-depth understanding and knowledge of the combined scientific and humanistic approach necessary to create a caring environment combining principles of family-centred care with high quality intensive care. It also requires knowledge and a will to work by the principles of shared decision making in healthcare.
Planning for a NICU environment facilitating optimal conditions for infant-parent contact and skin-to-skin care cannot be based only on scientific evidence, although evidence exists. A main source of information and input should come through visitation to units that has gone through the process of redesigning, and discussion with colleagues in these units about strengths and weaknesses of their design is a valuable source of information.
In the planning process, it should be acknowledged that there may be a conflict between the patient and families’ preferences and the preferences of the staff, building and technical department or the administration. Such conflicts should be handled with great caution with respect to the patients’ perspective, as the voice of the patient may otherwise be too weak to be heard. Free-speaking competent advocates for the patients’ interests should be appointed early in the planning process.
As part of the process, and before a full scale major re-design of a unit is taking place, leaders should be aware to the possibilities that minor physical changes or procedures in the existing unit allow introduction of new caring principles. An example may be to allow one or two parent beds to be placed beside the incubator or cot and then let the parents practice skin-to-skin care for as long as they wish with support from the staff. This will demonstrate to the staff that alternative ways of providing care is possible. It may also help the staff to see that most parents are very eager to participate and be present, and through participation are empowered to an extent that changes the traditional roles between staff and parents.
Although NICU healthcare professionals may be very experienced in what they are doing, it should be kept in mind that experience is most valid in the setting where it was gained. When family-centred care is introduced the setting is fundamentally changed. Parents become the best observers of their child, they represent the best continuity of care and they learn skills in caring for their child that may challenge the traditional roles of the staff. Parents are empowered and as their competence increase they may appropriately question treatment decisions or procedures carried out by the staff.
The challenge of the staff adapting to empowered and protective parents, legitimately opposing treatment strategies or decisions from the staff, change the traditional balance in the NICU. It has also been shown to reduce diagnostic testing with all the pitfalls of over-diagnosis and overtreatment without putting the child at risk of adversities. (2,30)
The challenges of redesigning a NICU focussed on family-centred care is well known and foreseeable. If adequate strategies are not developed and risks handled well ahead of implementation, the risk profile may be high. There are two studies from one single unit that has presented data in conflict with the rest of the published literature. They found increased stress among the staff and poorer neurodevelopmental outcome in infants after introduction of single-family rooms (30, 31). From the first of these two papers it seems that parental visitation rate and participation is very low compared in European NICU’s (32), and the unfavourable results may to some extent be explained by limitations and difficulties integrating parents in care. (31)
Single family rooms and NICU design is no goal in itself; it is a tool to fulfil the rights of the child to have its parents present without restrictions and to improve short- and long term medical and neurobehavioral outcome. Good NICU design creates a protective physical environment for the vulnerable sick infant and encourage parents to take an active part in the care and medical treatment for their child.
Boundy EO, Dastjerdi R, Spiegelman D, Fawzi WW, Missmer SA, Lieberman E, et al. Kangaroo Mother Care and Neonatal Outcomes: A Meta-analysis. Pediatrics. 2016 Jan;137(1).
Lester BM, Hawes K, Abar B, Sullivan M, Miller R, Bigsby R, et al. Single-Family Room Care and Neurobehavioral and Medical Outcomes in Preterm Infants. PEDIATRICS. 2014 Oct 1;134(4):754–60.
Lester BM, Salisbury AL, Hawes K, Dansereau LM, Bigsby R, Laptook A, et al. 18-Month Follow-Up of Infants Cared for in a Single-Family Room Neonatal Intensive Care Unit. J Pediatr. 2016 Oct;177:84–9.
Ortenstrand A, Westrup B, Broström EB, Sarman I, Akerström S, Brune T, et al. The Stockholm Neonatal Family Centered Care Study: effects on length of stay and infant morbidity. Pediatrics. 2010 Feb;125(2):e278-285.
Flacking R, Lehtonen L, Thomson G, Axelin A, Ahlqvist S, Moran VH, et al. Closeness and separation in neonatal intensive care. Acta Paediatr Oslo Nor 1992. 2012 Oct;101(10):1032–7.
Westrup B. Family-centered developmentally supportive care: the Swedish example. Arch Pediatr Organe Off Soc Francaise Pediatr. 2015 Oct;22(10):1086–91.
Baylis R, Ewald U, Gradin M, Hedberg Nyqvist K, Rubertsson C, Thernström Blomqvist Y. First-time events between parents and preterm infants are affected by the designs and routines of neonatal intensive care units. Acta Paediatr Oslo Nor 1992. 2014 Oct;103(10):1045–52.
Beck SA, Weis J, Greisen G, Andersen M, Zoffmann V. Room for family-centered care – a qualitative evaluation of a neonatal intensive care unit remodeling project. J Neonatal Nurs. 2009 Jun;15(3):88–99.
Blomqvist YT, Frölund L, Rubertsson C, Nyqvist KH. Provision of Kangaroo Mother Care: supportive factors and barriers perceived by parents. Scand J Caring Sci. 2013 Jun;27(2):345–53.
Heinemann A-B, Hellström-Westas L, Hedberg Nyqvist K. Factors affecting parents’ presence with their extremely preterm infants in a neonatal intensive care room. Acta Paediatr Oslo Nor 1992. 2013 Jul;102(7):695–702.
Raiskila S, Axelin A, Toome L, Caballero S, Tandberg BS, Montirosso R, et al. Parents’ presence and parent-infant closeness in 11 neonatal intensive care units in six European countries vary between and within the countries. Acta Paediatr Oslo Nor 1992. 2017 Jun;106(6):878–88.
Ferber SG, Makhoul IR. Neurobehavioural assessment of skin-to-skin effects on reaction to pain in preterm infants: a randomized, controlled within-subject trial. Acta Paediatr Oslo Nor 1992. 2008 Feb;97(2):171–6.
Lyngstad LT, Tandberg BS, Storm H, Ekeberg BL, Moen A. Does skin-to-skin contact reduce stress during diaper change in preterm infants? Early Hum Dev. 2014 Apr;90(4):169–72.
Bloch-Salisbury E, Zuzarte I, Indic P, Bednarek F, Paydarfar D. Kangaroo care: cardio-respiratory relationships between the infant and caregiver. Early Hum Dev. 2014 Dec;90(12):843–50.
Mitchell AJ, Yates C, Williams K, Hall RW. Effects of daily kangaroo care on cardiorespiratory parameters in preterm infants. J Neonatal-Perinat Med. 2013;6(3):243–9.
Ludington-Hoe SM, Johnson MW, Morgan K, Lewis T, Gutman J, Wilson PD, et al. Neurophysiologic assessment of neonatal sleep organization: preliminary results of a randomized, controlled trial of skin contact with preterm infants. Pediatrics. 2006 May;117(5):e909-923.
Shahheidari M, Homer C. Impact of the design of neonatal intensive care units on neonates, staff, and families: a systematic literature review. J Perinat Neonatal Nurs. 2012 Sep;26(3):260–6; quiz 267–8.
Wataker H, Meberg A, Nestaas E. Neonatal family care for 24 hours per day: effects on maternal confidence and breast-feeding. J Perinat Neonatal Nurs. 2012 Dec;26(4):336–42.
Feldman R, Rosenthal Z, Eidelman AI. Maternal-preterm skin-to-skin contact enhances child physiologic organization and cognitive control across the first 10 years of life. Biol Psychiatry. 2014 Jan 1;75(1):56–64.
Blomqvist YT, Rubertsson C, Kylberg E, Jöreskog K, Nyqvist KH. Kangaroo Mother Care helps fathers of preterm infants gain confidence in the paternal role. J Adv Nurs. 2012 Sep;68(9):1988–96.
Flacking R, Thomson G, Ekenberg L, Löwegren L, Wallin L. Influence of NICU co-care facilities and skin-to-skin contact on maternal stress in mothers of preterm infants. Sex Reprod Healthc Off J Swed Assoc Midwives. 2013 Oct;4(3):107–12.
Erdeve O, Arsan S, Yigit S, Armangil D, Atasay B, Korkmaz A. The impact of individual room on rehospitalization and health service utilization in preterms after discharge. Acta Paediatr Oslo Nor 1992. 2008 Oct;97(10):1351–7.
Caskey M, Stephens B, Tucker R, Vohr B. Adult Talk in the NICU With Preterm Infants and Developmental Outcomes. PEDIATRICS. 2014 Mar 1;133(3):e578–84.
Caskey M, Stephens B, Tucker R, Vohr B. Importance of parent talk on the development of preterm infant vocalizations. Pediatrics. 2011 Nov;128(5):910–6.
Rand K, Lahav A. Impact of the NICU environment on language deprivation in preterm infants. Acta Paediatr Oslo Nor 1992. 2014 Mar;103(3):243–8.
European Association for Children in Hospital. EACH Charter [Internet]. Available from: https://www.each-for-sick-children.org/
Vohr B, McGowan E, McKinley L, Tucker R, Keszler L, Alksninis B. Differential Effects of the Single-Family Room Neonatal Intensive Care Unit on 18- to 24-Month Bayley Scores of Preterm Infants. J Pediatr. 2017 Jun;185:42-48.e1.
White RD, Smith JA, Shepley MM, Committee to Establish Recommended Standards for Newborn ICU Design. Recommended standards for newborn ICU design, eighth edition. J Perinatol Off J Calif Perinat Assoc. 2013 Apr;33 Suppl 1:S2-16.
Raiskila S, Axelin A, Rapeli S, Vasko I, Lehtonen L. Trends in care practices reflecting parental involvement in neonatal care. Early Hum Dev. 2014 Dec;90(12):863–7.
Ortenstrand A. The role of single-patient neonatal intensive care unit rooms for preterm infants. Acta Paediatr Oslo Nor 1992. 2014 May;103(5):462–3.
November 2018 / 1st edition / next revision: 2023
Recommended citation
EFCNI, Moen A, Hallberg B et al., European Standards of Care for Newborn Health: Core principles of NICU design to promote family-centred care. 2018.